S.E.C. v. T.B.
Judgment for the Defendant
The Securities and Exchange Commission (SEC) alleged that Mr. Borell had traded a large volume of Neff Corporation stock with insider information of an impending sale of the company. Mr. Kamin brought a private action seeking damages on the theory that he had sold the Neff stock during this period of time. David M. Garvin, Esq. represented Mr. Borell. Mr. Garvin argued that there was no private duty owed to Mr. Kamin and that he could not maintain an action against Mr. Borell under the "misappropriation theory". After enduring an SEC investigation that lasted years, Mr. Borell finally had his day in court. The Court granted Mr. Garvin's motion to dismiss the case brought by Kamin. Mr. Borell won his case against the SEC by summary judgment.
Statement of Thomas Borrell
As a former lawyer, I feel that I know the difference between fair, good, and great lawyers. David Garvin is the best attorney anyone could hope to have on their side. David is not just brilliant, but he also has the perfect composure and presence for the Courtroom. Litigation is not always played by the rules, you need David on your side if you are being sued or prosecuted as David has seen it all. Remember, just because you feel you have the facts and law on your side does not mean that you will win. You may be faced with unethical tactics from your opponent (Yes, even the government) or even an incompetent Judge.
Do not make a mistake that you will regret. Take the time to locate the best attorney available. For me, that is David Garvin.
Tom Borrell
